Pillar 3 requires qualitative and quantitative descriptions of capital structure, capital adequacy, internal control processes, risk management and the nature of underlying risks. The purpose of Pillar 3 disclosures is to provide information on banking institutions’ regulatory capital and risk management practices.

Below are links to the Basel Pillar 3 reports of Northern Trust Corporation and its non-U.S. legal entities for which publication on our website is required or recommended by regulators.

Northern Trust Corporation
- Third Quarter 2024
- Second Quarter 2024
- First Quarter 2024
- Fourth Quarter 2023
- Third Quarter 2023
- Second Quarter 2023
- First Quarter 2023
- Fourth Quarter 2022
- Third Quarter 2022
- Second Quarter 2022
- First Quarter 2022
- Fourth Quarter 2021
  (Market Risk Rule Disclosure has been included in the Basel Pillar 3 Disclosures beginning in 4Q 2021)
- Third Quarter 2021
- Second Quarter 2021
- First Quarter 2021
- Fourth Quarter 2020
- Third Quarter 2020
- Second Quarter 2020
- First Quarter 2020
- Fourth Quarter 2019
- Third Quarter 2019
- Second Quarter 2019
- First Quarter 2019
- Fourth Quarter 2018
- Third Quarter 2018
- Second Quarter 2018
- First Quarter 2018
- Fourth Quarter 2017
- Third Quarter 2017
- Second Quarter 2017
- First Quarter 2017
- Fourth Quarter 2016
- Third Quarter 2016
- Second Quarter 2016
- First Quarter 2016
- Fourth Quarter 2015
- Third Quarter 2015
- Second Quarter 2015
- First Quarter 2015
- Fourth Quarter 2014
- Third Quarter 2014
- Second Quarter 2014
Northern Trust Global Services SE
Northern Trust Global Investments Limited
Northern Trust Securities LLP
Northern Trust Investor Services Limited
The Northern Trust Company of Saudi Arabia
Northern Trust Securities LLP - MIFIDPRU Disclosures 2022
Northern Trust Investor Services Limited - MIFIDPRU Disclosures 2022
Northern Trust Global Investments Limited - MIFIDPRU Disclosures 2022
Northern Trust Securities LLP - MIFIDPRU Disclosures 2023
Northern Trust Investor Services Limited - MIFIDPRU Disclosures 2023
Northern Trust Global Investments Limited - MIFIDPRU Disclosures 2023
The Northern Trust Company Canada

Financial Information and Regulatory Disclosures

Jennifer Childe, CFA

Senior Vice President, Director of Investor Relations

Trace Stegeman

Senior Financial Analyst, Investor Relations

2023 Annual Report

2024 Proxy Statement

EARNINGS RELEASES

Recent Earnings and Trends

Q4 Strategic Update & Earnings Report

Q4 Trends Report

Earnings and Trends Archive

Past Earnings Releases

Past Trends Report

SEC & REGULATORY FILINGS

SEC Filings

Call and Y9C Reports

Basel Pillar 3 Disclosures

Market Risk Rule Disclosure

Dodd-Frank Act Stress Test Disclosure

Global Tax Strategy

Net Stable Funding Ratio Disclosure

Liquidity Coverage Ratio (LCR) Disclosure